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Farris LLP: Vancouver's Law Firm


07 December 2011

Canadian Securities Regulators Propose Significant Changes for Marketing Prospectus Offerings

The Canadian securities regulators have proposed significant changes for permitted marketing activities in connection with prospectus offerings, including:

  • allowing dealers to determine interest in an IPO without a prospectus
  • expressly allowing term sheets provided they are publicly filed and included in a prospectus
  • expressly allowing road shows provided new rules are followed
  • permitting upsizing or adding dealers to a bought deal

Download the PDF file here.

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