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Farris LLP: Vancouver's Law Firm

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07 December 2011

Canadian Securities Regulators Propose Significant Changes for Marketing Prospectus Offerings

The Canadian securities regulators have proposed significant changes for permitted marketing activities in connection with prospectus offerings, including:

  • allowing dealers to determine interest in an IPO without a prospectus
  • expressly allowing term sheets provided they are publicly filed and included in a prospectus
  • expressly allowing road shows provided new rules are followed
  • permitting upsizing or adding dealers to a bought deal

Download the PDF file here.

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